Investment Fiduciary

ADDRESSING THE CHALLENGE

LPL representatives bring the experience and tools that deliver value, help seek to improve clients' outcomes, and help manage your fiduciary risks.

When you partner with an LPL representative, we work together to create an optimal, tailored plan configuration.

Fiduciary Monitoring System	Efficiently monitors your investment lineup and notifies you of changes in performance or criteria, and creates a customized investment policy statement.
Industry Reports	Detailed report covering the annual PLANSPONSOR Defined Contribution Study of more than 5,000 plan sponsors in 28 industries.
Fiduciary Vault	Centralized storage for all plan-related forms and documents, including plan reviews, meeting notes, announcements, and more.

Our tools are enhanced through a partnership with Fiduciary Benchmarks, Inc., a leader in plan benchmarking technologies.

Retirement Outcomes Evaluator	Provides a process that promotes better participant outcomes
PlanPoint, PlanProfile, and FeeChecker	Uses provider data that is straight from the source to give you a more complete picture of fees so you can make better decisions
V2.1 Full Benchmarking Report	Helps you analyze the reasonableness of fees, rather than merely knowing what they are

Expense Analyzer	Provides clarity on plan fees by generating a cohesive analysis and report. Shows immediately whether the plan’s fee structure is competitive.
Fee Comparison and Analysis Evaluation	Creates a comprehensive fee-analysis overview covering total plan fees, including those for investment management, recordkeeping, and advisor/ consultant, as well as plan benefits and features.

Investment Due Diligence	Timely research reports from the LPL Financial Research Team, compiling precise quarterly reports to keep your advisor up-to-date on funds and the market.
Fund Line-up Comparison Tool	Compares up to five service provider portfolios for fees and performance, demonstrating relative strengths and weaknesses of fund options.